Askari Compliance Services was established by Warren Neale in 2007 and is an FSB approved compliance practice. Warren was with the Financial Services Board for 12 years and has had exposure to all sectors of the financial services industry. Warren was a manager in the Financial Advisory and Intermediary Services Department before he left the Financial Services Board.
We specialise in providing bespoke financial services compliance solutions.
The word "Askari" is a Swahili word and today is used to describe a guard or guardian. At Askari Compliance Services we consider ourselves the guardians of our client's businesses.
Our philosophy is to partner our clients and not to dictate to them - we seek to implement the regulatory requirements in a productive manner whilst staying within the spirit of the law.
We specialise in providing bespoke financial services compliance solutions.
The word "Askari" is a Swahili word and today is used to describe a guard or guardian. At Askari Compliance Services we consider ourselves the guardians of our client's businesses.
Our philosophy is to partner our clients and not to dictate to them - we seek to implement the regulatory requirements in a productive manner whilst staying within the spirit of the law.